Individuals who access the information made available on the Angelo, Gordon & Co. ('AG') web site (the 'website') agree to the following:
For Information Only
The information contained herein does not constitute a distribution, an offer to sell or the solicitation of an offer to buy any securities in any jurisdiction in which such distribution or offer is not authorized. In particular, the information herein is not for distribution and does not constitute an offer to sell or the solicitation of any offer to buy any securities in the United States ("US") to or for the benefit of any US person (being residents of the US or partnerships or corporations organized under the laws of the US). No information in this website constitutes investment, legal, tax or other advice nor is it to be relied upon in making an investment decision. Subscriptions for share or units in any AG portfolios or funds will only be made on the basis of the current prospectus or offering circular (or other offering document) for the relevant fund.
Our strategies are available only to qualified investors who have reviewed detailed information concerning investment terms and risks. These risks may include the following:
- Performance can be volatile, and an investor could lose a substantial amount of his or her investment.
- The strategy may use leverage.
- The investor does not retain any trading authority over assets placed with us.
- None of our strategies is intended, by itself, to provide an investor with a investment program that is diversified or otherwise tailored to suit any investor's overall investment needs.
- An investor's account may not be liquid or transferrable.
- Fees and expenses may offset trading profits.
- We may be subject to certain conflicts of interest.
Investors should seek financial advice regarding the appropriateness of investing in any securities or investment strategies discussed or recommended in this website and should understand that statements regarding future prospects may not be realized. Investors should note that income from such securities may fluctuate and that each security's price or value may rise or fall. Accordingly, investors may receive back less than originally invested. Past performance is not necessary a guide to future performance.
All information and content on this website is furnished "AS IS," without warranty of any kind, express or implied, including but not limited to implied warranties of merchantability, fitness for a particular purpose, or investor. Angelo, Gordon & Co., its partners or subsidiaries will not assume any liability for any loss or damage kind, arising, whether direct or indirect, caused by the use of any part of the information provided.
No permission is granted to copy, distribute, modify, post or frame any text, graphics, video, audio, software code, or user interface design or logos. The entire website is subject to copyright with all rights reserved.The information contained in angelogordon.com shall not be published, rewritten for broadcast or publication or redistributed in any medium without prior written permission from Angelo, Gordon & Co.
Use of Links
This website may contain hyperlinks to websites operated by other parties. Angelo, Gordon & Co. does not control the content or accuracy of information on such websites and does not otherwise endorse the material placed on such sites. The hyperlinks are provided for your reference only.
UK Financial Reporting Council’s Stewardship Code
Angelo, Gordon Europe LLP (“AG Europe”) is regulated by the Financial Conduct Authority (“FCA”) in the United Kingdom and therefore is required to disclose the nature of its commitment to the UK Financial Reporting Council’s Stewardship Code (the “Code”), or, where it does not commit to the Code, its alternative investment strategy. When managing investments on a discretionary basis, AG Europe generally pursues only active long/short trading strategies. Due to its active trading strategies, AG Europe generally has no dealings with the management of such investee companies. The Code is therefore not relevant to the discretionary investment management activities of AG Europe and, while it supports the principles of the Code, AG Europe does not consider it appropriate to commit to the Code at this time. When managing investments on a non-discretionary basis, AG Europe applies policies regarding the engagement with issuers and their management that are determined globally, on a group-wide basis. AG Europe takes a consistent global approach to engagement with issuers and their management in all of the jurisdictions in which it invests and consequently, while it generally supports the objectives that underlie the Code, AG Europe does not consider it appropriate to commit to any particular voluntary code of practice relating to any specific jurisdiction.
2017 MifiD 2 Best Execution Reports (RTS 28)
Best Execution - April 2018 Equity Derivatives Disclosure
Best Execution - April 2018 Securitized Derivatives Disclosure
Best Execution - April 2018 Credit Derivatives Disclosure
Best Execution - April 2018 Debt Instruments Disclosure
Best Execution - April 2018 Equities Disclosure