Terms of Use

Individuals who access the information made available on the Angelo, Gordon & Co. L.P. (‘Angelo Gordon’) web site (the ‘website’) agree to the following:

For Information Only

The information contained herein does not constitute a distribution, an offer to sell or the solicitation of an offer to buy any securities in any jurisdiction in which such distribution or offer is not authorized. In particular, the information herein is not for distribution and does not constitute an offer to sell or the solicitation of any offer to buy any securities in the United States (“US") to or for the benefit of any US person (being residents of the US or partnerships or corporations organized under the laws of the US). No information in this website constitutes investment, legal, tax or other advice nor is it to be relied upon in making an investment decision. Subscriptions for share or units in any AG portfolios or funds will only be made on the basis of the current prospectus or offering circular (or other offering document) for the relevant fund.

Risk Factors

Our strategies are available only to qualified investors who have reviewed detailed information concerning investment terms and risks. These risks may include the following:

  • Performance can be volatile, and an investor could lose a substantial amount of his or her investment.
  • The strategy may use leverage.
  • The investor does not retain any trading authority over assets placed with us.
  • None of our strategies is intended, by itself, to provide an investor with a investment program that is diversified or otherwise tailored to suit any investor’s overall investment needs.
  • An investor’s account may not be liquid or transferrable.
  • Fees and expenses may offset trading profits.
  • We may be subject to certain conflicts of interest.

Investment Performance

Investors should seek financial advice regarding the appropriateness of investing in any securities or investment strategies discussed or recommended in this website and should understand that statements regarding future prospects may not be realized. Investors should note that income from such securities may fluctuate and that each security’s price or value may rise or fall. Accordingly, investors may receive back less than originally invested. Past performance is not necessary a guide to future performance.

No Warranties

All information and content on this website is furnished “AS IS," without warranty of any kind, express or implied, including but not limited to implied warranties of merchantability, fitness for a particular purpose, or investor. Angelo Gordon, its partners or subsidiaries will not assume any liability for any loss or damage kind, arising, whether direct or indirect, caused by the use of any part of the information provided.

Proprietary Rights

No permission is granted to copy, distribute, modify, post or frame any text, graphics, video, audio, software code, or user interface design or logos. The entire website is subject to copyright with all rights reserved.  The information contained in angelogordon.com shall not be published, rewritten for broadcast or publication or redistributed in any medium without prior written permission from Angelo Gordon.

Use of Links

This website may contain hyperlinks to websites operated by other parties. Angelo Gordon  does not control the content or accuracy of information on such websites and does not otherwise endorse the material placed on such sites. The hyperlinks are provided for your reference only.

Privacy Notice

This privacy notice describes how Angelo Gordon & Co., L.P. and its affiliates (“Angelo Gordon” or “we”) collects and processes your personal information through your use of this website, including any data generated or any data provided by you or otherwise communicated when you use the password-protected section of our website for investors (the “Investor Portal”).

Click here to read the full notice.

UK Stewardship Code and Shareholder Rights Directive Disclosure

Angelo, Gordon Europe LLP (“AG Europe”) is authorised and regulated by the UK Financial Conduct Authority as an investment firm. AG Europe manages investments solely on behalf of Angelo, Gordon & Co, L.P. and its affiliates (collectively, “Angelo Gordon”).

Angelo Gordan is a global alternative investment management firm. As AG Europe manages investments solely on behalf of Angelo Gordon, it applies shareholder engagement policies which are determined by Angelo Gordon on a firmwide basis. Angelo Gordon’s approach to corporate governance (including shareholder engagement) and stewardship is set out in the firm’s policies, including its firmwide policy on Environmental, Social, and Corporate Governance (“ESG Policy”).

UK Stewardship Code

FCA COBS 2.2.3R requires FCA authorised firms to disclose whether they conform to the requirements of the UK Financial Reporting Council’s Stewardship Code (the “Code”). While AG Europe and Angelo Gordon generally supports the principles and objectives of the Code, AG Europe does not consider it appropriate to conform to the Code at this time.

When managing investments, AG Europe adopts our firmwide ESG Policy which is applicable across all investment strategies. The ESG Policy forms an integral part of the engagement by Angelo Gordon with investors, investee companies and other stakeholders. A copy of the ESG Policy is available on request.

SRD II

COBS 2.2B.5R, which implements the requirements under Article 3g of the revised Shareholder Rights Directive (“SRD II”) in the UK, requires FCA authorised firms to develop and publicly disclose an engagement policy and publicly disclose on an annual basis how its engagement policy has been implemented; or to explain why it has chosen not to comply with the requirements.

As AG Europe manages investments solely for Angelo Gordon, it is not practicable for it to have an engagement policy separate from our firmwide policy. On that basis, although AG Europe generally supports the objectives of SRD II, AG Europe has decided not to adopt a separate engagement policy under SRD II, as it does not consider it appropriate, or practicable, to adopt an approach solely relating to a specific region or jurisdiction.

MifiD 2 Best Execution Reports (RTS 28)

2017

Best Execution – April 2018 Equity Derivatives Disclosure

Best Execution – April 2018 Securitized Derivatives Disclosure

Best Execution – April 2018 Credit Derivatives Disclosure

Best Execution – April 2018 Debt Instruments Disclosure

Best Execution – April 2018 Equities Disclosure

2018

https://traxapa.com/apa-publication/index.html#/rts28